From Design to Development: Understanding Translational Research
Patent protection and scholarly publication are not mutually exclusive. Filing before disclosure preserves rights while permitting academic communication. When managed carefully, they serve complementary purposes, enabling both contribution to the field and preservation of broader application.
This seminar series builds on the recognition that research can shape society beyond disciplinary boundaries. To realize this potential, researchers must understand the structures that guide invention, protection, and commercialization. The series moves through the research lifecycle, bringing together technology transfer professionals, legal counsel, business development experts, and state and institutional partners to address each transition. Together, they reflect the broader ecosystem, from university administration to external collaborators, that supports researchers in translating ideas into impact.
Lunch will be provided for in-person sessions.
Contact Nicholas Brown in the Research ASSIST Office at nebrown7@ua.edu or (205) 348-0898.
Upcoming Sessions
Session 1 − Guarding the Spark: IP Considerations at the Proposal Stage
Date: Wednesday, October 29, 2025, at 12:00-1:30 pm
Location: Room 3104, Student Center
Speakers: Nichole Cavin, Executive Director, Office for Sponsored Programs; Hallie Leavell, Associate Director, Office for Research and Technology Agreements (ORTA); Bill Dean, Industry Engagement Program Manager
Scientific proposals shape not only funding outcomes but also the potential ownership and protection of resulting discoveries. This panel will offer guidance on relevant considerations on future intellectual property issues while working within the realities of multi-disciplinary teams. Discussion will address establishing and defining roles and contributions when faculty from different departments, other institutions, or external companies collaborate; safeguarding proprietary information while maintaining openness and transparency; and recognizing the impact of collaborations on ownership. Panelists will also outline UA’s disclosure review process and steps toward achieving IP protection.
Session 2 − Making Sense of IP: Perspectives from the Patent Frontline
Date: Wednesday, November 12, 2025, at 12:00-1:30 pm
Location: Room 3104, Student Center
Moderator: Dr. Christopher L. Curfman, Principal, Meunier Carlin & Curfman IP Law (MCC)
Panelists: Dr. Larry Aaronson, Principal, MCC; Dr. Aisha Marinho, Patent Agent, MCC; Dr. Galit Levitin, Sr. Patent Agent, MCC; Dr. Rachel Near, Sr. Patent Agent, MCC
Intellectual property influences the course of academic research, though its terminology and processes are not always intuitive for researchers. This panel will provide an overview of the forms of IP most relevant in academic settings, with particular emphasis on patents. Panelists will consider how inventorship differs from authorship, outline the criteria that indicate when a project outcome may warrant disclosure, and discuss how copyright and related protections complement patents in disciplines beyond science and engineering. The conversation will also trace the path from filing to prosecution highlighting the role of external counsel in helping inventors navigate a system that must balance scholarly communication with the preservation of rights for broader application.
Session 3: Partnerships in Practice: Collaboration, Compliance, and Sponsored Research
Date: TBD (January 2026)
Location: Room 3104, Student Center
Speakers: Nichole Cavin, Executive Director, Office for Sponsored Programs; Hallie Leavell, Associate Director, Office for Research and Technology Agreements (ORTA); Emilee Belk, Research Integrity and COI Program Lead, ORTA; Tech Transfer professional (TBD)
As research transitions from protection to commercialization, new questions arise around licensing, partnerships, and academic responsibilities. This session will explore how to engage with inter-institutional collaborators and industry while adhering to university expectations. Emphasis will be placed on managing conflict of interest and conflict of commitment, especially when faculty assume roles beyond the university such as consulting, startup participation, or dual appointments. The discussion will also consider how sponsored agreements intersect with intellectual property and shape the pathways for collaboration with external partners. Panelists will clarify how funding agreements, inter-institutional (IIA), nondisclosure (NDA), and material transfer agreements (MTA) identify ownership, safeguard institutional interests, and formalize collaboration.
Session 4 − Borders Without Barriers: Navigating Global Collaboration
Date: TBD (February 2026)
Location: Room 3104, Student Center
Speaker: Michael Boyle, Executive Director, Office for Research Security & Export Control
As research becomes increasingly global, researchers must be mindful of federal regulations that govern the transfer of technologies, biological materials, software, and technical data. This session offers a comprehensive overview of export control laws including when these regulations apply and what constitutes an export, even within U.S. borders. Participants will also explore the broader domain of research security: how to responsibly manage international collaborations, safeguard sensitive data, and recognize emerging risk factors in open science. Case examples will be used to illustrate how these frameworks apply across disciplines.
Session 5 − Startup Pathways: Navigating the Leap from Lab to Market
Date: TBD (March 2026)
Location: Room 3104, Student Center
Moderator: Brian K. Davis, Director, AITC Panelists: Kristinn Gretarsson, Director of Intn’l Business Development, AITC; Emily Moore, Director of Research, SBDC; Tye Warren, Business Consultant, SBDC
For some inventors, the path forward involves the creation of a new venture. This session focuses on the resources and decision points that shape the founding of a startup based on university-owned intellectual property. Presenters will introduce the campus and state programs that support academic entrepreneurs, discuss the stages of business planning, and reflect on the challenges of transitioning from a researcher to a company founder. Case studies will be shared to illustrate the range of approaches and outcomes. The session will also highlight the UA’s Tide Express License, a standardized path for licensing available exclusively to UA-originating startups. By reducing barriers and clarifying terms, the program enables faculty- and student-led ventures to access UA-owned intellectual property more efficiently.
Session 6 − Dollars and Sense: The Funding Roadmap for Researchers
Date: TBD (April 2026)
Location: Room 3104, Student Center
Speakers: Gina Simpson (Moderator)
No commercialization journey is complete without a strategy for funding. This session will examine financial pathways available to research-based startups, from non-dilutive grants to seed funding and venture capital. Discussion will focus on what funders expect at different stages of company growth and how researchers can position their work effectively for external stakeholders. The discussion will be framed by the realities of academic innovation and the long arc from proof-of-concept to investment.
Past Sessions
Seminar 1: From Disclosure to Patent: Navigating OIC’s IP Protection Process
Speaker: Megan McNab, Assistant Technology Manager, Office for Innovation & Commercialization, and Dr. Christopher L. Curfman, Principal, Meunier Carlin & Curfman IP Law
Date: October 22, 2024
Intellectual property (IP) protection is essential for safeguarding innovations and maximizing their commercial potential. This presentation will discuss the Office of Innovation and Commercialization’s (OIC) protocol for handling IP disclosures, securing patent protection, and outlining invention disclosures, provisional, and non-provisional patents. Participants will gain insights into IP management process and the benefits of legal protection for innovations.
Seminar 2: The OSP Lifecycle: From Proposal Submission to IP Management in Research
Speaker: Nichole Cavin, Executive Director, Office for Sponsored Programs
Date: November 15, 2024
Understanding the workflow of sponsored programs is crucial for researchers managing grants, contracts, and intellectual property. This presentation will provide an overview of UA’s Office for Sponsored Programs (OSP) and cover key steps from proposal submission to IP management. It will also offer insights into using the Cayuse system, focusing on the IP tab and its importance when a potential or existing IP is involved. Participants will gain a clear understanding of how to efficiently manage externally sponsored projects and IP.
Seminar 3: Integrity and Objectivity: A presentation about the pillars of ethical research
Speaker: Kory Trott, Director, Research Ethics & Compliance
Date: January 23, 2025
Integrity and objectivity are essential components of trustworthy research and innovation. This presentation will discuss authorship ethics, research misconduct, and the process for disclosing and managing financial conflicts of interest in research.
Seminar 4: Privacy Re-visited: How to Protect Your Research While Seeking Industry Engagement
Speaker: Hallie Leavell, Associate Director, Office for Research & Technology Agreements
Date: February 20, 2025
Legal agreements are crucial for safeguarding proprietary information and ensuring clear terms in research collaborations. This presentation will discuss how agreements, such as Non-Disclosure Agreements (NDA), Material Transfer Agreements (MTA), and Inter-Institutional Agreements (IIA), protect sensitive data, clarify IP ownership, and promote effective collaboration in research and development.
Seminar 5: Transforming Research into Revenue: The Licensing Process for IP
Speaker: Dr. Nghia Chiem, Director, Office for Innovation & Commercialization
Date: March 20, 2025
Licensing is a key mechanism for transforming research into real-world applications and generating revenue from innovations. This presentation will focus on the licensing process, its importance in the commercialization of inventions, and the advantages of industry collaboration in developing innovative technologies.
Panel Discussion: Business Insights – Moving from Lab to Marketplace
Panelists:
- Tye Warren, UA Small Business Development Center (SBDC)
- Kristinn Gretarsson, Business Consulting Program Director, Economic Dev, Alabama International Trade Center (AITC)
- Emily Moore, Business Consulting Program Director, Alabama SBDC Network
Moderator: Brian K. Davis, Director, Alabama International Trade Center
Bringing your invention to market can be an intimidating journey, particularly when navigating the complexities of a first-time business venture tied to Small Business Innovation Research (SBIR) or Small Business Technology Transfer (STTR) federal-funded grants. This presentation will introduce you to practical strategies to make a successful transition from the research lab to manufactured products that become marketable assets for thriving businesses. Key topics will include essential aspects of business planning, choosing the right business entity, product design, building a team of business professionals, manufacturing processes, and marketing strategies.

This material is based upon work supported by the National Science Foundation under Award No. 2331381. Any opinions, findings and conclusions or recommendations expressed in this material are those of the author(s) and do not necessarily reflect the views of the National Science Foundation.